Vertical Coverage
The Operating Model forFinancial Servicesvendor and contract spend
Regional bank roll-ups and asset manager consolidation. Core banking rationalization, model risk, fair lending.
Regulatory Profile
What shapes the work in this vertical.
SR 11-7 / OCC 2011-12 model risk management. SOX intersection where AI touches financial reporting. GLBA on customer information. ECOA and Fair Lending on AI-driven credit decisions. NY DFS 23 NYCRR 500. SEC and FINRA recordkeeping (17a-4, 4511).
Common Engagements
Typical use cases in this vertical.
Regional bank roll-up with core banking rationalization
Asset manager vendor consolidation across funds
AML and KYC vendor stack alignment
Trading and market data provider review
What we focus on
Key analyses for this vertical.
Core banking platform alignment
Branch and AUM-scaled metrics
GLBA plus state insurance regulatory tracking
Next step
Walk a Financial Services deal pattern end to end.
Request access and we'll show you the Financial Services reference deal in the platform.